单项选择题
在()情形下,可以动用客户的交易结算资金或者委托资金。
Ⅰ.客户进行证券的申购、证券交易的结算
Ⅱ.客户提款
Ⅲ.客户支付与证券交易有关的佣金
Ⅳ.客户支付与证券交易有关的费用
A.Ⅰ、Ⅱ、Ⅲ
B.Ⅱ、Ⅳ
C.Ⅰ、Ⅱ、Ⅲ、Ⅳ
D.Ⅰ、Ⅲ、Ⅳ
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根据《证券法》的规定,下列关于发行人、上市公司擅自改变公开发行证券所募集资金的用途的,可采取的措施有()。Ⅰ.责令改正Ⅱ.对直接负责的主管人员和其他直接负责人员给予警告并处以三万以上五万元以下的罚款Ⅲ.发行人、上市公司的控股股东、实际控制人指使从事该违法行为,给予警告,并处以三十万元以上六十万元以下的罚款Ⅳ.中国证监会将视情节轻重,对相关机构和责任人员采取监管谈话、责令改正等监管措施
A.Ⅰ、Ⅲ
B.Ⅲ、Ⅳ
C.Ⅰ、Ⅳ
D.Ⅰ、Ⅱ -
单项选择题
上市公司应当在重大资产重组报告书的管理层讨论与分析部分,就本次交易对上市公司的()等财务指标和非财务指标的影响进行详细分析。Ⅰ.持续经营能力Ⅱ.未来发展前景Ⅲ.当年每股收益Ⅳ.次年每股收益
A.Ⅰ、Ⅱ、Ⅲ
B.Ⅰ、Ⅱ、Ⅳ
C.Ⅱ、Ⅲ、Ⅳ
D.Ⅰ、Ⅲ、Ⅳ -
单项选择题
听力原文:W: John, have you chosen a physical education class yet for this semester?M: No. Why?W: You've got to take rock-climbing. We just had the first class and it looks like it's gonna to be great.M: You think I should take rock-climbing? You've got to be kidding. Besides, how can they teach rock climbing when it's completely flat around here?W: That's not important. You can't just start climbing without any training. You had to get in shape, learn how to use the ropes, the belts, the buckles, there's a lot of preparation first.M: You don't think it's just a little bit dangerous?W: Not if you know how to use the safety equipment, which is, by the way, pretty hi-tech. The ropes are made of elastic fabrics that stretch a little, the shoes have special plastic. You have to learn how to use all these before you do any real climbing.M: Well, what's the appeal? We'll spend the whole semester studying something we don't actually get to do.W: We will take a climbing trip during spring break. But that's not the point. Climbing is not the only goal. In preparing to climb you learn patience, mental discipline and you gain fantastic physical strength, especially in your hands. For the first few weeks we're going to concentrate entirely on hand and upper body exercise.M: All that in one sport? Maybe you are right. Since it's not too late to join the class, maybe I will.What is the woman trying to do?A.Convince the man to take a rock-climbing course with her.B.Find a place to go rock-climbing.C.Find out if a rock-climbing course w/Il be offered.D.Plan a rock-climbing trip over spring break.
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M:
B.
M:
C.
M:
D.
W:
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M:
F.
What
G.Convince
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B.Find
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C.Find
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D.Plan
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